?
Can client money be mixed with the firm’s money?
No. The FSA rules does not permit a firm to place client money with a bank under the firm’s name, the money must be segregated into a client pool account.
The Sarbanes Oxley Act of 2002 (SOX) has set in place some of the toughest corporate governance standards in the world. In light of the ongoing enforcement of such accountability legislation, the need for software solutions to help organizations manage the challenges associated with Sarbanes Oxley compliance is tremendous. There are a number of points [...]
Medical Affairs: Evolving with the Compliance Environment (PH74) :
Medical affairs departments are suffering from the latest round of regulatory scrutiny. With the regulatory environment constantly changing, medical affairs teams must frequently adapt just to keep up. Recent regulatory guidelines, such as the OIG’s Compliance Program Guidance, continuously force pharmaceutical companies to reevaluate their daily operations [...]
RSS Feed